2026-09-02 - CD Munich - Wittenstein v. Vestas Wind Systems - UPC_CFI_523/2025
- Aktenzeichen:
- UPC_CFI_523/2025
- Datum:
- Spruchkörper:
- Court of First Instance - Munich (DE) Central Division - Section
- Art:
- Decision
- Parteien:
- Wittenstein SE v. Vestas Wind Systems A/S
Kernaussage: 1.
2026-09-02 - CD Munich - Wittenstein
v.
Vestas Wind Systems - UPC_CFI_523/2025
1. The requirement in Art. 138(1)(e) of the European Patent Convention that a European patent
may be revoked if the proprietor is not entitled under Art. 60(1) should be interpreted as
meaning that the proprietor does not have any rights to the patent. The burden of
presentation and proof for facts establishing that the proprietor is not entitled lies with the
claimant. It is therefore not sufficient for this ground of revocation to be successful that a
claimant demonstrates that it has rights to parts of the subject-matter disclosed in a patent,
e.g. as a co-inventor or the co-inventor’s successor in title.
2. Dependent claims are part of the patent and may be used as fall-back positions in revocation
actions. At least in a stand-alone revocation action, where no infringement claim has been
brought and it is therefore not yet clear which claims a patent holder may decide to rely on
for what purpose, a claimant therefore may have a legitimate interest in having the validity
of dependent claims assessed, even if the independent claim is deemed valid. Although the
Court is not generally required to take a decision regarding dependent claims in such a
situation, it should at least have the discretion to do so if considered appropriate based on
the circumstances of the case.
landmark
The Munich Central Division answered two questions that had not been settled. First, the entitlement ground in Art. 138(1)(e) EPC requires that the proprietor has no rights at all to the patent: a claimant that shows only rights to parts of the disclosed subject matter, as a co-inventor or a co-inventor's successor, does not make the ground succeed, and the burden of presentation and proof lies on it. Whether an unrelated third party may raise the ground at all was left open, because it suffices for invoking it that the claimant's own entitlement case is not prima facie implausible on a cursory review. On the facts the evidence pointed to the registered inventor being at least a co-inventor, so the ground failed. Second, although the Court of Appeal has held that dependent claims need not be decided where a counterclaim fails against the independent claim, dependent claims are part of the patent and may serve as fall-back positions; in a stand-alone revocation action, where no infringement claim shows which claims the proprietor will rely on, the claimant may have a legitimate interest in their assessment and the Court has a discretion to give it. Exercising that discretion, the Court found claims 21 and 22 insufficiently disclosed because they contradict claim 19, and maintained the patent under an auxiliary request deleting them.
Stichwörter
Entitlement. Dependent claims. Wayback machine.
Nichtigkeitsgründe
Art. 138 EPCNovelty
Patent survived (this ground)Art. 54 EPC · Art. 138(1)(a) EPC
“Claim 1 is novel over D20, a promotional article about an award, and over D11, conference slides, both generic presentations of the claimant's own gear system [72], [89]. Neither describes how the parts of the gear system are arranged relative to one another, so the characterising features could be identified only with hindsight, using reference numbers the claimant took from the patent [71], [77]. Whether the disputed figure in D20 was publicly available before the priority date was left open because D20 is not novelty-destroying even if it was [61].”
Inventive Step
Patent survived (this ground)Art. 56 EPC · Art. 138(1)(a) EPC
“Claim 1 is inventive over every attack: D15 with D14a, D20 or D11; D20 with D14a or the Wikipedia article GRU5; GRU5 with D20, D14a or D11; and D11 with common general knowledge [138]-[144]. D20 and D11 are not in the technical field of wind turbine gearboxes and are not realistic starting points [140], GRU5's teaching of direct-drive and magnetic solutions leads away from the claimed combination [137], and no document tells the skilled person how to adapt a radial-moving-teeth gear for step-up use in a high-torque wind turbine drive train [143].”
Insufficiency of Disclosure
Partially invalid (this ground)Art. 83 EPC · Art. 138(1)(b) EPC
“The ground succeeds against dependent claims 21 and 22 only. Claim 19 limits the subject matter to a gearbox housing suspended from the bearing housing, which the skilled person reads as two separate parts, while claims 21 and 22 require the ring gear or the whole gear system to be integrated with the bearing housing — a contradiction the skilled person cannot carry out [168]-[171]. The patent therefore cannot be maintained as granted under Art. 65(3) UPCA, but auxiliary request 1 deletes both claims and is otherwise identical, so the patent is maintained in that form [172]-[173].”